SSC asks securities companies to strictly observe legal regulations (26/01)
06/08/2010 - 248 Lượt xem
“Recently, the Vietnamese securities market has seen remarkable growth, which leads to sharp increases in securities trading accounts as well as securities selling/buying orders from investors,” the document says. Thus, SSC asks securities companies to well follow defined regulations to ensure smooth performance of securities trading activities.
Firstly, securities companies have to carry out the opening/closing and managing of securities trading, securities depository accounts of investors in conformity with the current legal regulations.
Secondly, securities companies have to receive and place orders from the investors according to regulations to ensure fairness, publicity and transparency.
Securities companies have to provide adequate, correct and timely information on securities brokerage and investment consultancy activities to customers.
And finally, securities companies are asked to soon upgrade technological infrastructure facilities to meet the increasing demands from investors.
Source: ND
